Investing costs money. Additional fees may apply. These include, but are not limited to, transaction expenses and mutual fund management fees (also known as expense ratios).
We practice Discretionary Asset Management. If you agree to become an Agent of the Financial Avengers (and receive a Code Name), you agree to give us full discretion over your assets.
We do not manage ‘partial’ assets. If you become an Agent of the Financial Avengers (with Code Name), we ask that your entire available asset pool be placed under our care. Over time, stock plan assets and 401K assets should also be transferred to our management, as shares vest, jobs change and retirement occurs.
We do not operate on an hourly rate. We do not conduct hourly rate financial planning.
Engagement in the Ongoing Fight for Financial Freedom requires that you ask questions. Who are the Financial Avengers? What do they do? The answer to those questions, and more, can be found in our annual regulatory filing with the Securities and Exchange Commission. You should read it. Your government says so. We do, too.
Like all regulatory filings, it has a strange and exciting name: Form ADV Part Two Brochures.
We’ve worked quite hard on it, so we politely request that you read it. Before engaging the Ongoing Fight for Financial Freedom, all Agents will be required to stipulate, in writing, that they have done so.
It can be found here:
Colonel Compliance's Corner
Colonel Compliance’s Tip o’ the Day:
“The Form CRS1 must be posted ‘prominently’ on your website”
And if Colonel Compliance says so…
A Final Disclosure:
There is no such thing as a superhero. No claim to superheroism is implied by this site or by our existence. There will be no further discussion of this matter.